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FINRA Awards for Edward Walton

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Displaying 31-40 out of 63 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0353306/19/2012Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Stephen Wittels
Respondent Lawyers(s): Stephen Wittels
Arbitrator(s): Donald S. Simons
Hearing Site: Los Angeles, CA
11-0353803/16/2012Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Faisal Khan
Respondent Lawyers(s): Faisal David Khan
Arbitrator(s): Thomas D. Nagle
Hearing Site: Houston, TX
11-0314702/07/2012Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Joseph Martinez
Respondent Lawyers(s): Joseph Luis Martinez
Arbitrator(s): Claude O. Ramer
Hearing Site: Nashville, TN
11-0286001/18/2012Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Bryan Foster
Respondent Lawyers(s): Bryan Scott Foster
Arbitrator(s): Edward M. Olson
Hearing Site: Detroit, MI
11-0265401/11/2012Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Steven Wright
Respondent Lawyers(s): Timothy W. Boyd
Arbitrator(s): Chandler R Bridges
Hearing Site: Atlanta, GA
11-0066012/22/2011Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Mark Essenfeld
Respondent Lawyers(s): Channing Blair Hesse
Arbitrator(s): Roland L. Olzark
Hearing Site: Chicago, IL
11-0286112/22/2011Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Peter Ryan
Respondent Lawyers(s): Peter Remington Ryan
Arbitrator(s): James A. Lundberg
Hearing Site: Minneapolis, MN
10-0520112/20/2011Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Antonio Jefferson
Respondent Lawyers(s): Antonio Jefferson
Arbitrator(s): Edward M. Olson
Hearing Site: Detroit, MI
11-0314812/15/2011Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Scott Dascani
Respondent Lawyers(s): Scott Dascani
Arbitrator(s): William F. Glaser
Hearing Site: Tampa, FL
11-0314112/12/2011Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Jeffrey Lavoie
Respondent Lawyers(s): Jeffrey Lavoie
Arbitrator(s): Sandor I. Rabkin
Hearing Site: Manchester, NH

63 Results

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