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FINRA Awards for Mark Essenfeld

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0066012/22/2011Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Mark Essenfeld
Respondent Lawyers(s): Channing Blair Hesse
Arbitrator(s): Roland L. Olzark
Hearing Site: Chicago, IL

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