| 13-01536 | 08/28/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Wilson Rosebraugh
Respondent Lawyers(s): Deborah DeLong
Arbitrator(s): Scott H Litwin, Carol M. Stoner, Randall S. Strause
Hearing Site: Cincinnati, OH
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| 14-00509 | 08/21/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): David Lenahan
Respondent Lawyers(s): David Robert Lenahan
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
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| 13-03499 | 06/20/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Gerald Coscia
Respondent Lawyers(s): Gerald Coscia
Arbitrator(s): Michael P. Marryshow
Hearing Site: Philadelphia, PA
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| 14-00107 | 06/20/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): John Cox
Respondent Lawyers(s): John Cox
Arbitrator(s): Mark A. Myers
Hearing Site: Oklahoma City, OK
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| 13-01533 | 05/08/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Michael Middleton
Respondent Lawyers(s): John J. Miller
Arbitrator(s): Thomas J. Ray, Sandra K. Hummel, James A. Hayes
Hearing Site: Kansas City, MO
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| 11-01933 | 01/17/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Samuel Bensen
Respondent Lawyers(s): Samuel M. Bensen
Arbitrator(s): Joseph C. Roberts, William J. Bender, Frederick B. Mueller
Hearing Site: Seattle, WA
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| 12-03396 | 12/23/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Rodney Watkins
Respondent Lawyers(s): Patrick O. Waddel
Arbitrator(s): G. Maynard Green
Hearing Site: Oklahoma City, OK
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| 11-02583 | 12/18/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Adamson Wright, David Lyall
Respondent Lawyers(s): Edward Walton, J. Patrick Haywood
Arbitrator(s): Richard H. Potter
Hearing Site: Raleigh, NC
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| 13-01535 | 11/22/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Matthew Staten
Respondent Lawyers(s): Matthew W. Staten
Arbitrator(s): Gregory P. Szuter
Hearing Site: Columbus, OH
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| 12-01843 | 09/25/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Thomas Cooper
Respondent Lawyers(s): Thomas Stephen Cooper
Arbitrator(s): Randall S. Strause
Hearing Site: Nashville, TN
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