Potomac Analytics' Logo

FINRA Awards for Hector D. Geribon

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0126611/14/2018Claimant(s): Travis Hughes
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors, The Equitable Life Assurance Society
Respondent Lawyers(s): Hector D. Geribon
Arbitrator(s): Daniel M. Yamshon
Hearing Site: Albuquerque, NM
17-0312205/14/2018Claimant(s): James Biggar, Thomas Graham
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): AXA Advisors
Respondent Lawyers(s): Hector D. Geribon
Arbitrator(s): Steven Irving Platt
Hearing Site: Baltimore, MD
16-0310804/18/2018Claimant(s): Derek Eichenwald
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Hector D. Geribon
Arbitrator(s): William F. Skewes
Hearing Site: Denver, CO
17-0110812/21/2017Claimant(s): William Stafford
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Woodbury Financial Services., Mony Securities Corporation
Respondent Lawyers(s): Bradley Fishman, Hector D. Geribon
Arbitrator(s): Richard J. Stall
Hearing Site: Las Vegas, NV
16-0300610/06/2017Claimant(s): Travis Hughes
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors, Investors Capital Corp.
Respondent Lawyers(s): Hector D. Geribon, Jeremy Carr
Arbitrator(s): Donald Dreyfus
Hearing Site: Albuquerque, NM
15-0166203/18/2016Claimant(s): Tommy Ayala-Rivera
Claimant Lawyers(s): Tommy Ayala-Rivera
Respondent(s): AXA Advisors
Respondent Lawyers(s): Hector D. Geribon
Arbitrator(s): Bernard A. Becker
Hearing Site: San Juan, PR

6 Results

Display: