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FINRA Awards for Janney Montgomery Scott LLC

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Displaying 31-40 out of 52 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0056608/14/2012Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Sandra Lee Dolan, Marshall S. Galinsky, Margaret Ann Dubil
Hearing Site: Baltimore, MD
11-0232007/12/2012Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Paul Saxenmeyer
Respondent Lawyers(s): Paul Saxenmeyer
Arbitrator(s): George J. Blutstein
Hearing Site: Ft. Lauderdale, FL
10-0395206/18/2012Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Paula D. Shaffner
Respondent(s): Robert Kampfer
Respondent Lawyers(s): Robert Neal Kampfer
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
11-0335703/27/2012Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clark
Respondent(s): Rocco Paolino
Respondent Lawyers(s): Rocco D. Paolino
Arbitrator(s): Paul T. Green
Hearing Site: Hartford, CT
11-0013911/21/2011Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Bradlee Hager
Respondent Lawyers(s): Bradlee P. Hager
Arbitrator(s): Peter B. Vaden
Hearing Site: Raleigh, NC
09-0720608/31/2011Claimant(s): Steven MacDonald
Claimant Lawyers(s): Joseph E. Altomare
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula Shaffner
Arbitrator(s): John W. Eichleay, Michael D. McDowell, Elena M. Colianni
Hearing Site: Pittsburgh, PA
10-0347505/25/2011Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B Clarke
Respondent(s): Donn Sanders
Respondent Lawyers(s): Brett A. Elam
Arbitrator(s): Myron S. Dunay
Hearing Site: Boca Raton, FL
09-0613612/07/2010Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): William E. Mahoney
Respondent(s): Craig Rappaport
Respondent Lawyers(s): Craig H. Rappaport
Arbitrator(s): John J. Jordan, Sanford S. Stevens, Carl E. Esser
Hearing Site: Philadelphia, PA
09-0140011/24/2010Claimant(s): Kenneth Epstein
Claimant Lawyers(s): Kenneth Robert Epstein
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Michael E. Olney, Barbara J. Glenns, Frank Irizarry
Hearing Site: New York, NY
09-0725910/29/2010Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Michael D. Jones
Respondent(s): Daniel Petit
Respondent Lawyers(s): Daniel A. Petit
Arbitrator(s): Steven P. Gregory
Hearing Site: Atlanta, GA

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