Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00352 | 08/18/2023 | Claimant(s): Timothy Hawkins Claimant Lawyers(s): Jon M. Stanfield Respondent(s): VSR Financial Services. Respondent Lawyers(s): David Feldstein Arbitrator(s): Mark S. Foster, David Evans Rosedahl, M W Gear Hearing Site: Des Moines, IA | ||
| 16-03277 | 07/28/2017 | Claimant(s): Thomas Kirk Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc., Prudential Equity Group Respondent Lawyers(s): Alan S. Brodherson, W. Preston Martin Arbitrator(s): Mark S. Foster Hearing Site: Wichita, KS | ||
| 14-02417 | 12/04/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Matthew B. Henneman Respondent(s): Paula Deitering Respondent Lawyers(s): David Yudelson Arbitrator(s): Mark S. Foster Hearing Site: Omaha, NE | ||
| 15-01087 | 09/17/2015 | Claimant(s): Stifel, Nicolaus & Co.. Claimant Lawyers(s): Jeffrey C. Primiano Respondent(s): Respondent Lawyers(s): Arbitrator(s): Mark S. Foster Hearing Site: Kansas City, MO | ||
| 13-03781 | 07/30/2014 | Claimant(s): James Nagengast Claimant Lawyers(s): Elaine M. Rice Respondent(s): Securities America. Respondent Lawyers(s): Carmen Brun Arbitrator(s): Mark S. Foster, Henry R. Cox, Hollie M. Mason Hearing Site: Omaha, NE |