| 20-01273 | 12/18/2020 | Claimant(s): PHILIP JORDAN
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
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| 20-00996 | 09/17/2020 | Claimant(s): Joshua Garrett
Claimant Lawyers(s): Harris Freedman
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
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| 19-01577 | 02/14/2020 | Claimant(s): Seth Townsend
Claimant Lawyers(s): Harris Freedman
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
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| 19-00148 | 10/14/2019 | Claimant(s): William Elmore
Claimant Lawyers(s): Harris M. Freedman
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
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| 18-01968 | 02/19/2019 | Claimant(s): Matthew Turner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Laidlaw & Company (UK) Ltd.
Respondent Lawyers(s): Alex Shtaynberger
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
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| 18-02091 | 10/08/2018 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Roger Bacon
Respondent Lawyers(s): Roger Mosley Bacon
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
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| 17-02517 | 04/30/2018 | Claimant(s): Tara Sanders
Claimant Lawyers(s): Eric Litow
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
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| 16-03560 | 05/17/2017 | Claimant(s): Wayne Meland
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Kimberly Gustafson
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
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| 15-00369 | 06/27/2016 | Claimant(s): Christopher Mcdermott
Claimant Lawyers(s): Curtis Carlson
Respondent(s): MBSC Securities Corporation, BNY Mellon, N.A.
Respondent Lawyers(s): Alec Hillbo, Daniel Canales
Arbitrator(s): James W. Geiger, Edward R. Niederriter, Michael McCallion
Hearing Site: Boca Raton, FL
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| 14-01221 | 12/24/2014 | Claimant(s): Douglas Adams
Claimant Lawyers(s): Adam D. Palmer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kenneth Crowley
Arbitrator(s): Robert A. Sauerberg, David E. Mowry, Edward R. Niederriter
Hearing Site: Boca Raton, FL
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