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FINRA Awards for Wells Fargo Clearing Services

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Displaying 281-290 out of 371 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0362606/26/2019Claimant(s): Elias Friedman
Claimant Lawyers(s): Joshua Kons
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Thomas Michael Genovese
Hearing Site: Chicago, IL
17-0328306/25/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Michael Cohen
Respondent Lawyers(s): Ira Marcus
Arbitrator(s): Mark David Hunter, Carl Henry Perdue, Anthony Terence Flynn
Hearing Site: Boca Raton, FL
18-0426006/21/2019Claimant(s): Lee Miller
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
18-0143606/20/2019Claimant(s): Shamima Aktar
Claimant Lawyers(s): Shamima Aktar
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Eric M. Steinert
Arbitrator(s): Gary A. Hooker, Dean J. Dietrich, John Burritt McArthur
Hearing Site: San Francisco, CA
19-0037706/17/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Humberto Vega
Respondent Lawyers(s): V. Michael Arias
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
18-0353806/14/2019Claimant(s): Christopher Facka
Claimant Lawyers(s): David A. Weintraub
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Nanci Sondra Landy
Hearing Site: Boca Raton, FL
19-0033806/04/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Jorge De Apodaca
Respondent Lawyers(s): V. Michael Arias
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
19-0035106/03/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory Tendrich
Respondent(s): Jonathan Ender
Respondent Lawyers(s): V. Michael Arias
Arbitrator(s): Richard J. Kaplan
Hearing Site: Boca Raton, FL
18-0290705/30/2019Claimant(s): Derrick Robinson
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Mona Koppel Mitnick
Hearing Site: Washington, DC
19-0015905/22/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Gerardo Castillo
Respondent Lawyers(s): V. Michael Arias
Arbitrator(s): Donna Greenspan Solomon
Hearing Site: Boca Raton, FL

371 Results

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