Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01011 | 10/05/2020 | Claimant(s): Chiu-ni Wang Claimant Lawyers(s): Joshua B. Kons Respondent(s): LPL Financial LLC Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Ralph A. Cotton Hearing Site: San Francisco, CA | ||
| 20-00052 | 09/28/2020 | Claimant(s): Bradley Armstrong Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Ray J. Grzebielski Hearing Site: Chicago, IL | ||
| 20-00502 | 08/20/2020 | Claimant(s): Joshua Barron Claimant Lawyers(s): Eric A. Michaels Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Jeffry M. Bauer Hearing Site: Detroit, MI | ||
| 19-03711 | 08/17/2020 | Claimant(s): Carolyn DiPrinzio Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): JoAnne Lewis Nolte Hearing Site: Richmond, VA | ||
| 19-02984 | 08/11/2020 | Claimant(s): Patricia Lopez Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL | ||
| 20-00441 | 07/24/2020 | Claimant(s): Jane Scarbrough Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | ||
| 19-03570 | 07/21/2020 | Claimant(s): Craig Nelson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Robert E. Jenks Hearing Site: Las Vegas, NV | ||
| 20-00795 | 07/07/2020 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): Joseph Likens Respondent Lawyers(s): Joseph Alan Likens Arbitrator(s): Philip J. Glick Hearing Site: St. Louis, MO | ||
| 19-02594 | 06/30/2020 | Claimant(s): Ross Pake Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Barbara M. Zak Hearing Site: Los Angeles, CA | ||
| 19-02063 | 06/29/2020 | Claimant(s): Peter Neuberg Claimant Lawyers(s): Sharron E. Ash Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Bryan David Glass, Jay Alan Kranis, Ron Greenfield Hearing Site: Newark, NJ |