| 19-02219 | 12/19/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Retta A. Miller
Respondent(s): Vernon Sears
Respondent Lawyers(s): Vernon David Sears
Arbitrator(s): Christine L. Stetson
Hearing Site: Houston, TX
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| 18-03643 | 07/29/2019 | Claimant(s): Charles Simmons
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Christine L. Stetson
Hearing Site: New Orleans, LA
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| 14-03158 | 12/31/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Amy Osberg Roberts
Respondent(s): Clifton Roberts
Respondent Lawyers(s): Clifton H. Roberts
Arbitrator(s): Christine L. Stetson
Hearing Site: Houston, TX
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| 14-00788 | 10/13/2015 | Claimant(s): Barbara Johnson
Claimant Lawyers(s): Barbara Andrea Johnson
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Christine L. Stetson
Hearing Site: Houston, TX
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| 13-00965 | 09/11/2015 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Victor Walker
Respondent Lawyers(s): Marcellous S. McZeal
Arbitrator(s): Bernard D. Hammer, Donald K. Eckhardt, Christine L. Stetson
Hearing Site: Houston, TX
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| 13-00983 | 03/07/2014 | Claimant(s): Gary Wolf
Claimant Lawyers(s): Robert L. Rolnick
Respondent(s): Prudential Annuities Distributors, SII Investments.
Respondent Lawyers(s): Gayla C. Crain, Martin S. Schexnayder
Arbitrator(s): Christine L. Stetson
Hearing Site: Houston, TX
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| 12-00074 | 12/09/2013 | Claimant(s): William Frisco
Claimant Lawyers(s): Brian E. Bro
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Carole Miller
Arbitrator(s): Gary D. Danna, Christine L. Stetson, Alan M. Holzberg
Hearing Site: Houston, TX
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| 11-04652 | 05/03/2013 | Claimant(s): LPL Financial LLC
Claimant Lawyers(s): David S. Markun
Respondent(s): Paul Jacobs
Respondent Lawyers(s): Paul Joseph Jacobs
Arbitrator(s): Christine L. Stetson
Hearing Site: Houston, TX
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