| 23-02406 | 02/15/2024 | Claimant(s): Jeanmarie LaBonte
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Briana Al Taqatqa
Arbitrator(s): Ronald Chun
Hearing Site: San Francisco, CA
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| 19-03417 | 10/06/2023 | Claimant(s): Elmer Ferguson
Claimant Lawyers(s): Elmer Richard Ferguson
Respondent(s): MMA Securities LLC, Marsh & McLennan Agency LLC
Respondent Lawyers(s): Benjamin Emmert
Arbitrator(s): Ronald Chun, Clifford A. Threlkeld, Richard Thomas Boyer
Hearing Site: San Francisco, CA
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| 20-01942 | 07/01/2022 | Claimant(s): John Lenarz
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): Wells Fargo Clearing Services, John Adams, Mark Giese
Respondent Lawyers(s): Retta Miller
Arbitrator(s): Lee T. Beske, Lynn Hirschfeld Brahin, Ronald Chun
Hearing Site: Bismarck, ND
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| 14-02203 | 03/04/2015 | Claimant(s): Randall Krenzin
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Karen P. Gaster
Arbitrator(s): Ronald Chun
Hearing Site: San Francisco, CA
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| 11-03847 | 12/03/2012 | Claimant(s): Casey Securities
Claimant Lawyers(s): Michael P. Guta
Respondent(s): Gloria Casey, Richard Casey, Casey Family Trust, 1996
Respondent Lawyers(s): Alvin L. Fishman
Arbitrator(s): Mary Curran, William J. Petzel, Ronald Chun
Hearing Site: San Francisco, CA
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