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FINRA Awards for John J. Hearn

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0199612/08/2016Claimant(s): Morgan Stanley, Morgan Stanley S B FA Notes Holdings LLC
Claimant Lawyers(s): Elio F. Martinez
Respondent(s): Thomas Meier
Respondent Lawyers(s): Thomas Alan Meier
Arbitrator(s): John J. Hearn
Hearing Site: Miami, FL
12-0321510/27/2015Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Monica M. Littman
Respondent(s): Rino Schena
Respondent Lawyers(s): Adam S. Hall
Arbitrator(s): John J. Hearn, Elena G. Rodriguez, George R. DeLoach
Hearing Site: Miami, FL
12-0426503/13/2015Claimant(s): Laidlaw & Company (Uk) LTD.
Claimant Lawyers(s): Ross David Carmel
Respondent(s): Matthew Turner, Michael Moore
Respondent Lawyers(s): Matthew Turner, Michael T. Moore
Arbitrator(s): Jack Stein, John J. Hearn, Richard W. Epstein
Hearing Site: Boca Raton, FL
10-0007610/12/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Jose Larrea
Respondent Lawyers(s): Jose A. Larrea
Arbitrator(s): John J. Hearn
Hearing Site: Miami, FL
07-0347810/14/2008Claimant(s): Michael Villasana
Claimant Lawyers(s): Peter J. Aldrich
Respondent(s): Gloria Gomez
Respondent Lawyers(s): Gloria Gomez
Arbitrator(s): John J. Hearn, Lawrence S. Silver, Neil J. Berman
Hearing Site: Miami, FL
Expungement

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