11-02794 | 01/17/2013 | Claimant(s): Inversiones Kaizen Ltd. Claimant Lawyers(s): Jeffrey B Kaplan Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Matthew N. Thibaut Arbitrator(s): John J. Hearn, Jeffrey R. Roth, Stanley Zamor Hearing Site: Miami, FL
| | Expungement |
11-01607 | 06/11/2012 | Claimant(s): Amy Hollub, Harry Hollub Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): FMSbonds. Respondent Lawyers(s): Sydney A. Marks Arbitrator(s): John J. Hearn, Theodore Israel Herold, Jack Martin Coe Hearing Site: Miami, FL
| | $0 |
09-06162 | 09/09/2011 | Claimant(s): Maya Sherrill, Nida Sherrill Claimant Lawyers(s): Jeffrey Erez Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Jonathan C. Schwartz Arbitrator(s): John J. Hearn Hearing Site: Ft. Lauderdale, FL
| | $225 |
09-06014 | 06/29/2011 | Claimant(s): Anthony Balzebre, Dorothy Balzebre, Balzebre Alpha LP Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jason S. Haselkorn Arbitrator(s): Bernard A. Becker, John J. Hearn, Richard K. Hrebik Hearing Site: Miami, FL
| | Expungement |
09-01002 | 12/17/2010 | Claimant(s): Freecharm Limited Claimant Lawyers(s): Matthew L. Jones Respondent(s): Flavio Lobato, Gustavo Hegewisch, Jorge Garcia-Garcia, Atlas One Capital Management, Atlas One Financial Group Respondent Lawyers(s): Courtney Berman Green, Holly R. Skolnick Arbitrator(s): John J. Hearn, Barth Satuloff, James Conrad Sankpill Hearing Site: Miami, FL
| | $0 |
08-03486 | 10/20/2009 | Claimant(s): Banco Industrial De Venezuela Miami Agen Claimant Lawyers(s): Barton S. Sacher Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): H. Nicholas Berberian Arbitrator(s): John J. Hearn, James Conrad Sankpill, Christopher J. Klein Hearing Site: Miami, FL
| | $0 |