FINRA Awards for Maurice R. Dunie

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-01661	10/27/2014	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Francis X. Dee Respondent(s): Gary Padussis Respondent Lawyers(s): E. Patrick McDermott Arbitrator(s): Maurice R. Dunie, Ezio E. Borchini, J. Snowden Stanley Hearing Site: Baltimore, MD
11-04009	11/27/2012	Claimant(s): Edward Jones Claimant Lawyers(s): Christopher A. Pickett Respondent(s): Wells Fargo Advisors Financial Network, Ellen Boyce Respondent Lawyers(s): Jordan D. Becker, Thomas Bradford Lewis Arbitrator(s): Maurice R. Dunie, Ezio E. Borchini, Jane Kwok Ping Tam Hearing Site: Baltimore, MD
11-04348	06/07/2012	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Archie Capinguian Respondent(s): Christopher Emde Respondent Lawyers(s): K. Dino Kostopoulos Arbitrator(s): Maurice R. Dunie Hearing Site: Richmond, VA
07-03572	01/30/2009	Claimant(s): CIBC World Markets Corp. Claimant Lawyers(s): Joseph J. Sullivan Respondent(s): Robert Lynn Respondent Lawyers(s): Gilbert W. Boyce Arbitrator(s): Wendie L. Wachtel, Maurice R. Dunie, Emily Eiselman Hunter Hearing Site: Washington, DC