| 14-03670 | 08/21/2015 | Claimant(s): Kevin Ciambruschini
Claimant Lawyers(s): Jeffrey Steinbrecher
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Maurice R. Dunie
Hearing Site: Baltimore, MD
|  | $300 |
| 11-04536 | 07/11/2012 | Claimant(s): Michelle Massie
Claimant Lawyers(s): Michelle Nicole Massie
Respondent(s): BNY Mellon Securities LLC
Respondent Lawyers(s): Allan N. Taffet
Arbitrator(s): Maurice R. Dunie
Hearing Site: Washington, DC
| | $319 |
| 10-05018 | 02/16/2012 | Claimant(s): Cheryl Lisa Gibson
Claimant Lawyers(s): Julia A. Epps
Respondent(s): Ameriprise Financial Services., Robert Yeh
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Maurice R. Dunie
Hearing Site: Norfolk, VA
| | $0 |
| 09-04569 | 11/05/2010 | Claimant(s): Lillian Ulissey, Lillian Ulissey Trust dtd 6/22/07
Claimant Lawyers(s): Edward B. Lowry
Respondent(s): Valentino Taddei, Edelman Financial Services
Respondent Lawyers(s): Andrew R. Harvin
Arbitrator(s): Maurice R. Dunie, Stephanie Wagner Ketchum, Judith B. Ittig
Hearing Site: Washington, DC
| | $0 |
| 09-00623 | 12/15/2009 | Claimant(s): Dickerson Living Trust
Claimant Lawyers(s): William A. Healy
Respondent(s): Jarrett Gounaris, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Ira L. Oring
Arbitrator(s): N. Clark Moran, Maurice R. Dunie, Shelley Simons Korch
Hearing Site: Baltimore, MD
| | $0 |
| 07-02929 | 04/08/2008 | Claimant(s): David Ni
Claimant Lawyers(s): David H Ni
Respondent(s): National Financial Services LLC
Respondent Lawyers(s): Gary T. Grassey
Arbitrator(s): Maurice R. Dunie
Hearing Site: Washington, DC
| | $88 |
| 07-00210 | 09/11/2007 | Claimant(s): Thomas Woolman
Claimant Lawyers(s): Thomas A. Woolman
Respondent(s): USAA Investment Management Company
Respondent Lawyers(s): Dennis A. Nowak
Arbitrator(s): W. Reece Bader, Maurice R. Dunie, Egon Guttman
Hearing Site: Washington, DC
| | $0 |
