Potomac Analytics' Logo

FINRA Awards for Michael S. Colombo

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 10 out of 51 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0057107/03/2017Claimant(s): First Standard Financial Company Llc
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Joseph Degregorio
Respondent Lawyers(s): Joseph Orazio Degregorio
Arbitrator(s): Peter L. Michaelson
Hearing Site: Newark, NJ
16-0272203/10/2017Claimant(s): First Standard Financial Company LLC
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Joel Benanti
Respondent Lawyers(s): Joel Anthony Benanti
Arbitrator(s): Richard E. Castiglioni
Hearing Site: New York, NY
15-0193510/10/2016Claimant(s): Newport Coast Securities.
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Matthew Barrett
Respondent Lawyers(s): Matthew William Barrett
Arbitrator(s): John Francis Markuns
Hearing Site: Boston, MA
14-0123103/20/2015Claimant(s): Lampert Capital Markets Inc.
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Francis Cid
Respondent Lawyers(s): Francis Cid
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
14-0178201/02/2015Claimant(s): Woodstock Financial Group.
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Corey Malone
Respondent Lawyers(s): Corey Malone
Arbitrator(s): Anthony Michael Sabino
Hearing Site: New York, NY
13-0191305/21/2014Claimant(s): Aegis Capital Corp.
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Michael Kaplan
Respondent Lawyers(s): Michael Kaplan
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
12-0301804/16/2013Claimant(s): Rockwell Global Capital LLC
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Dennis Hanrahan
Respondent Lawyers(s): Dennis Christopher Hanrahan
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
11-0461108/08/2012Claimant(s): United Planners' Financial Services of A
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Donald Bartelt
Respondent Lawyers(s): Donald Bartelt
Arbitrator(s): Patricia G. Parthe
Hearing Site: Phoenix, AZ
11-0362105/25/2012Claimant(s): Obsidian Financial Group, Llc
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Akil Channer
Respondent Lawyers(s): Akil Jelani Channer
Arbitrator(s): Toby Susan DeSimone
Hearing Site: New York, NY
11-0362005/08/2012Claimant(s): Obsidian Financial Group
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Stuart Jeffery
Respondent Lawyers(s): Stuart A Jeffery
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY

51 Results

Display: