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FINRA Awards for Oppenheimer & Co..

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Displaying 91-100 out of 199 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0085007/14/2016Claimant(s): Julian Stoopler
Claimant Lawyers(s): Martin P. Unger
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Michael J. McAllister
Arbitrator(s): Arthur M. Handler, Leslie Ruth Nydick, Kim Daly Kelly
Hearing Site: New York, NY
13-0360106/08/2016Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Holly J. Sutton
Respondent(s): Vincent Woo
Respondent Lawyers(s): Robert J. Girard
Arbitrator(s): Daniel R. Brush, Kendall C. Reed, George Herman Frisch
Hearing Site: Los Angeles, CA
15-0302005/25/2016Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): John Bredderman
Respondent Lawyers(s): John Andrew Bredderman
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY
15-0301905/09/2016Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): David Glick
Respondent Lawyers(s): David M. Glick
Arbitrator(s): Randall S. Strause
Hearing Site: Cincinnati, OH
15-0154803/31/2016Claimant(s): Gary Cremo
Claimant Lawyers(s): Christine A. Page
Respondent(s): Oppenheimer & Co.., Raymond James Financial Services.
Respondent Lawyers(s): John T. McGuire, Robert M. Rudnicki
Arbitrator(s): Elliott David Finkel, Gerald C. Tambe, Dana L. Bigman
Hearing Site: Los Angeles, CA
15-0067202/12/2016Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Richard Perano
Respondent Lawyers(s): Richard P. Perano
Arbitrator(s): Chandler R Bridges
Hearing Site: Atlanta, GA
15-0104202/11/2016Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Neil Okun
Respondent Lawyers(s): Neil Seth Okun
Arbitrator(s): John J. Vesey
Hearing Site: New York, NY
15-0016102/01/2016Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Christopher Kennedy
Respondent Lawyers(s): Christopher Clarence Kennedy
Arbitrator(s): June Y. Kilmarx
Hearing Site: Boston, MA
15-0214501/28/2016Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Steven Condit
Respondent Lawyers(s): Steven Bartlett Condit
Arbitrator(s): Emily J. Lewis
Hearing Site: Cincinnati, OH
15-0150211/24/2015Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory Zadanosky
Respondent(s): Scott Washburn
Respondent Lawyers(s): Scott Alden Washburn
Arbitrator(s): Monroe Mitchel
Hearing Site: Boca Raton, FL

199 Results

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