22-02606 | 11/08/2023 | Claimant(s): Travis Hansberger Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Thrivent Investment Management Inc. Respondent Lawyers(s): Shannon M. Wheaton Arbitrator(s): Tracy L. Allen Hearing Site: Minneapolis, MN
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23-01038 | 09/22/2023 | Claimant(s): Kyle Schiffler Claimant Lawyers(s): Stephan Louviere Respondent(s): Equitable Advisors Respondent Lawyers(s): Kevin W. Brooks Arbitrator(s): Carl E. Ver Beek Hearing Site: Minneapolis, MN
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23-00202 | 09/13/2023 | Claimant(s): Ryan Wold Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Laura Ruiz Rivera Arbitrator(s): Carl E. Ver Beek Hearing Site: Minneapolis, MN
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22-01599 | 06/09/2023 | Claimant(s): Jamie Grupe Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Tracy L. Allen Hearing Site: Minneapolis, MN
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17-00464 | 10/17/2022 | Claimant(s): Richard Lanpher Claimant Lawyers(s): Michael C. Mahoney Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kimberley E. Lunetta Arbitrator(s): Robert Benbow Phillips, Leonard Arthur Nelson, Richard Beens Hearing Site: Minneapolis, MN
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22-00239 | 09/29/2022 | Claimant(s): Kevin Mann Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Laura Ruiz Rivera Arbitrator(s): Carl E. Ver Beek Hearing Site: Minneapolis, MN
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21-02913 | 08/22/2022 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Theodore R Bynum Respondent(s): Paul Vizanko Respondent Lawyers(s): Paul Warren Vizanko Arbitrator(s): Tracy L. Allen Hearing Site: Minneapolis, MN
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20-03370 | 01/14/2022 | Claimant(s): Larry Krmpotich Claimant Lawyers(s): Thomas J. Momjian Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Amy L. Blaisdell Arbitrator(s): Douglas J. Nesbit, John M. James, David Ernest Krause Hearing Site: Minneapolis, MN
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20-00845 | 12/17/2021 | Claimant(s): Brian Smith Claimant Lawyers(s): Bruce C. Recher Respondent(s): Royal Jaros Respondent Lawyers(s): Charlie R. Alden Arbitrator(s): Mark S. Gleason, John Carl Bjork, Lindsay Keller Hearing Site: Minneapolis, MN
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20-02176 | 10/18/2021 | Claimant(s): Justin Murphy Claimant Lawyers(s): Gary R. Irwin Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Larry N. Litt, Jonathan B. Gilbert, Ansis Viksnins Hearing Site: Minneapolis, MN
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