| 22-02848 | 09/01/2023 | Claimant(s): William Young
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Grove Point Investments, United Brokerage Services
Respondent Lawyers(s): Matt Winterhalter, Michael Earl
Arbitrator(s): Kurt Matthew Schwartz, Michael James Malone, Clinton Barkdoll
Hearing Site: Washington, DC
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| 21-00702 | 11/03/2021 | Claimant(s): Anibal Drelichman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Oppenheimer & Co.., Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff, Nicola Anne Murphy
Arbitrator(s): Michael James Malone
Hearing Site: Washington, DC
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| 20-02834 | 04/26/2021 | Claimant(s): William Davis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Kyle B. Osting
Arbitrator(s): Michael James Malone
Hearing Site: Washington, DC
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| 17-01012 | 05/06/2019 | Claimant(s): Peter Butler
Claimant Lawyers(s): Wm. Joseph Baker
Respondent(s): Craig Wiggins, Victoria Ellinger
Respondent Lawyers(s): Sean Needham
Arbitrator(s): Earl Williams, Michael James Malone, Michael J Borden
Hearing Site: Cleveland, OH
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| 18-03012 | 04/23/2019 | Claimant(s): Martin Schroeder
Claimant Lawyers(s): Martin Lee Schroeder
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Jeffry M. Bauer, Anthony J. Bove, Michael James Malone
Hearing Site: Detroit, MI
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| 16-03676 | 10/13/2017 | Claimant(s): James White
Claimant Lawyers(s): Daniel W. Rucker
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Tracy L. Allen, Jack L. Somers, Michael James Malone
Hearing Site: Detroit, MI
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