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FINRA Awards for Wells Fargo Advisors

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Displaying 291-300 out of 571 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0149711/20/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
11-0249511/18/2013Claimant(s): Alexander Simanovsky
Claimant Lawyers(s): Christopher C. Coss
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Diane Ciccone, Sheldon Seligsohn, Jonathan A. Siegel
Hearing Site: Philadelphia, PA
12-0427211/14/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Robert Noxon
Respondent Lawyers(s): Robert Noxon
Arbitrator(s): Jack W. Windt
Hearing Site: Tampa, FL
13-0123511/12/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Steven Satter
Respondent(s): Mark Kelly
Respondent Lawyers(s): Jeffrey D. Plopa
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
13-0137610/31/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica Klein
Respondent(s): Owen Parr
Respondent Lawyers(s): Owen G. Parr
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Miami, FL
12-0417210/25/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex Komoroski
Respondent(s): Francis Gerham
Respondent Lawyers(s): Donald Neidhardt
Arbitrator(s): Frank C. Fogl
Hearing Site: Buffalo, NY
12-0157610/23/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Steven Perillo
Respondent Lawyers(s): Steven Perillo
Arbitrator(s): Bernard M. Levine
Hearing Site: Newark, NJ
13-0012810/22/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Tim Grubb
Respondent(s): David Lee
Respondent Lawyers(s): David Robert Lee
Arbitrator(s): Harvey C. Flodin
Hearing Site: San Diego, CA
12-0308010/21/2013Claimant(s): Anna Guyer
Claimant Lawyers(s): Ryan T. Dunn
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kevin J. Woods
Arbitrator(s): Jonathan Holman Hathaway
Hearing Site: San Francisco, CA
13-0128510/18/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory Tendrich
Respondent(s): Joseph Krauszer
Respondent Lawyers(s): Michael D. Kennedy
Arbitrator(s): Gary M. Landau
Hearing Site: Boca Raton, FL

571 Results

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