Potomac Analytics' Logo

FINRA Awards for Wells Fargo Advisors

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 231-240 out of 571 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0280207/28/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Andrew R. Park
Respondent(s): John McLean
Respondent Lawyers(s): John A. McLean
Arbitrator(s): Clarence Jordan Ball, Donita M. King, JoAnne Lewis Nolte
Hearing Site: Richmond, VA
13-0163907/24/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Gary Redden
Respondent Lawyers(s): Benjamin Alexander
Arbitrator(s): Jack Chapline Vaughan
Hearing Site: New Orleans, LA
11-0124507/16/2014Claimant(s): Kevin McCluskey
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Steven Gerard Goerke, Gloria O. North, Mitchell F. Colen
Hearing Site: Boca Raton, FL
13-0123607/15/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Thomas Hinano-Stearns
Respondent Lawyers(s): Thomas Brown Hinano-Stearns
Arbitrator(s): Michael J. Fish
Hearing Site: Honolulu, HI
13-0142507/15/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): R. Rhett Owens
Respondent(s): Matthew Burns
Respondent Lawyers(s): Matthew Alan Burns
Arbitrator(s): Stephen P. Hoffman
Hearing Site: Charlotte, NC
13-0256007/15/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Derek D'alonzo
Respondent Lawyers(s): Derek Rudolf D'alonzo
Arbitrator(s): John D. Mattingly
Hearing Site: Atlanta, GA
12-0371407/14/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Keith Olin
Respondent(s): Michael Petramalo
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Edward R. Niederriter, Andrew R. Present, Milton Thurm
Hearing Site: Boca Raton, FL
13-0052807/09/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): John Meskunas
Respondent Lawyers(s): John Anthony Meskunas
Arbitrator(s): Martin H. Zern
Hearing Site: New York, NY
13-0109506/16/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Thomas Staley
Respondent Lawyers(s): Thomas Staley
Arbitrator(s): Robert S. McConnell
Hearing Site: Phoenix, AZ
13-0122106/13/2014Claimant(s): Alexander Simanovsky
Claimant Lawyers(s): Christopher C. Coss
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Philadelphia, PA

571 Results

Display: