FINRA Awards for Samuel P. Mauch

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Displaying 21-30 out of 47 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-02826	01/25/2016	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Joshua Maddux Respondent Lawyers(s): Joshua A. Maddux Arbitrator(s): Jeffrey A. Schuh, Leo G. Stern, John M. James Hearing Site: Minneapolis, MN
12-00691	11/10/2015	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Bradley Lott Respondent Lawyers(s): Mark L. Kowalsky Arbitrator(s): Patrick R. Sughroue, James L. Karpen, William C. Alsover Hearing Site: Detroit, MI
12-01153	11/10/2015	Claimant(s): Bradley Lott Claimant Lawyers(s): Mark L. Kowalsky Respondent(s): Morgan Stanley Respondent Lawyers(s): Samuel P. Mauch Arbitrator(s): Hearing Site: Detroit, MI
14-01307	07/16/2015	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Respondent Lawyers(s): Arbitrator(s): Leo G. Stern Hearing Site: Minneapolis, MN
14-02222	03/27/2015	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Robert Dunbar Respondent Lawyers(s): Robert J Dunbar Arbitrator(s): Frank C. Fogl Hearing Site: Pittsburgh, PA
13-03279	03/18/2015	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Jonathan D. Berg, Samuel P. Mauch Respondent(s): Respondent Lawyers(s): Arbitrator(s): Herbert S. Bratt Hearing Site: Milwaukee, WI
14-01406	01/15/2015	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Kevin Monaco Respondent Lawyers(s): Kevin Michael Monaco Arbitrator(s): David J. Anderson Hearing Site: Los Angeles, CA
11-03113	12/11/2014	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): David Lee, Samuel P. Mauch Respondent(s): Laurie Facsina Respondent Lawyers(s): Laurie Fascina Arbitrator(s): Thomas R. Skulina, Robert H. Baker, Dennis S. Medica, CPA Hearing Site: Cleveland, OH
13-03004	10/31/2014	Claimant(s): Daniel Murphy Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Gary Levitt Respondent Lawyers(s): Gary E. Levitt Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI		Expungement
13-00828	01/30/2014	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Patrick McFadden Respondent Lawyers(s): Patrick McFadden Arbitrator(s): John J. Jordan Hearing Site: Philadelphia, PA