Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00499 | 11/02/2020 | Claimant(s): Barry Krumwiede Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Booker T. Coleman Arbitrator(s): Susanne J. Hollander Hearing Site: Chicago, IL | ||
| 20-00803 | 10/30/2020 | Claimant(s): Thomas Shepard Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Richard W. Dissen Hearing Site: Augusta, ME | ||
| 20-00131 | 10/29/2020 | Claimant(s): Matthew Bumstead Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Transamerica Financial Advisors. Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Stephany Adriene Watson Hearing Site: Seattle, WA | ||
| 20-00905 | 10/29/2020 | Claimant(s): George Harrison Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Kenneth James Pedersen Hearing Site: Seattle, WA | ||
| 20-01365 | 10/29/2020 | Claimant(s): Jeffrey Breault Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kestra Investment Services Respondent Lawyers(s): Richard A. D' Amura Arbitrator(s): Joseph Neal Richardson Hearing Site: Wichita, KS | ||
| 20-00435 | 10/28/2020 | Claimant(s): Sylvester Knox Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ | ||
| 20-01352 | 10/28/2020 | Claimant(s): Roy Strong Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Transamerica Financial Advisors Respondent Lawyers(s): James F. Koehler Arbitrator(s): Paul Lansing, Gregory G. Gocek, Keith Lorenzo Griffin Hearing Site: Indianapolis, IN | ||
| 20-00427 | 10/27/2020 | Claimant(s): Sylvester Knox Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ | ||
| 20-00901 | 10/27/2020 | Claimant(s): James Neuenschwander Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Sanders Morris Harris. Respondent Lawyers(s): Steve Mangold Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 20-00902 | 10/27/2020 | Claimant(s): Michael Pearson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Christy Boardman Arbitrator(s): Michael J. Ahlstrom Hearing Site: Columbia, SC |