Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02712 | 06/04/2024 | Claimant(s): Roger Green Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 23-02605 | 06/03/2024 | Claimant(s): Natasha Jahn Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Key Investment Services LLC Respondent Lawyers(s): Joseph S. Simms Arbitrator(s): Bert P. Krages Hearing Site: Seattle, WA | ||
| 23-01449 | 05/30/2024 | Claimant(s): John Paul Morales Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Amanda L. Parisi Arbitrator(s): John Francis Markuns Hearing Site: Hartford, CT | ||
| 23-02948 | 05/29/2024 | Claimant(s): Vincent Catalano Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Richard E. Ramirez Arbitrator(s): Louis P. Wagman Hearing Site: Wilmington, DE | ||
| 23-00074 | 05/24/2024 | Claimant(s): Germaine Broussard Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Amanda Parisi Arbitrator(s): Joseph J. Dougherty Hearing Site: Washington, DC | ||
| 23-02799 | 05/22/2024 | Claimant(s): Marilyn Zehntner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Rhodes Securities. Respondent Lawyers(s): Gordon Rhodes Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 23-01397 | 05/16/2024 | Claimant(s): Liliana Molina Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Spire Securities Respondent Lawyers(s): Feisal A. Malik Arbitrator(s): Patricia H. Latham Hearing Site: Washington, DC | ||
| 22-02383 | 05/14/2024 | Claimant(s): Joseph Barbour Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BBVA Securities. Respondent Lawyers(s): Jonathan P. Hoffmann Arbitrator(s): Allan R. Lazor Hearing Site: Houston, TX | ||
| 23-02952 | 05/09/2024 | Claimant(s): David Smith Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 23-01477 | 05/09/2024 | Claimant(s): Joseph Swanson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Principal Securities. Respondent Lawyers(s): Kathryn Roe Eldridge Arbitrator(s): Phyllis Karasov Hearing Site: Minneapolis, MN |