| 19-01784 | 11/20/2019 | Claimant(s): Casto Coll Del Rio
Claimant Lawyers(s): Linette Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez del Valle
Arbitrator(s): Nancy J. Cliff
Hearing Site: San Juan, PR
| | |
| 18-03708 | 05/28/2019 | Claimant(s): Riad Shanawany
Claimant Lawyers(s): Harris Freedman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Gerry P. Giurato
Arbitrator(s): Nancy J. Cliff
Hearing Site: Miami, FL
| | |
| 18-02836 | 01/31/2019 | Claimant(s): Guarionex Berrido
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Janell M. Ahnert
Arbitrator(s): Nancy J. Cliff
Hearing Site: Miami, FL
| | |
| 12-03497 | 02/09/2015 | Claimant(s): Oriental Financial Services Corp.
Claimant Lawyers(s): Cassandra Voltaggio
Respondent(s): Jorge Maldonado
Respondent Lawyers(s): Eugenio C. Romero
Arbitrator(s): Nancy J. Cliff, Alberto G. Estrella, Rex D.K. Seymour
Hearing Site: San Juan, PR
| | |
| 12-03286 | 06/11/2014 | Claimant(s): Federico Hernandez
Claimant Lawyers(s): Harold D. Vicente
Respondent(s): UBS Financial Services Inc. of P.R.
Respondent Lawyers(s): Peter G. Neiman
Arbitrator(s): Nancy J. Cliff, Gerald Silverman, John H. Claudy
Hearing Site: San Juan, PR
| | |
| 13-03013 | 05/14/2014 | Claimant(s): David Lugo
Claimant Lawyers(s): Roberto Quinones
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. of PR
Respondent Lawyers(s): Dan Rosenbaum
Arbitrator(s): Nancy J. Cliff, Jerrold Levine, John H. Claudy
Hearing Site: San Juan, PR
| | |
| 11-03665 | 12/04/2012 | Claimant(s): Bulltick
Claimant Lawyers(s): Hal M. Lucas
Respondent(s): Ramses Villela
Respondent Lawyers(s): Ramses Villela
Arbitrator(s): Nancy J. Cliff
Hearing Site: Miami, FL
| | |
| 11-04435 | 06/29/2012 | Claimant(s): BBVA Securities Of Puerto Rico.
Claimant Lawyers(s): Robert J. Harvey
Respondent(s): Dennis Cummings
Respondent Lawyers(s): Carlos E. Bayron
Arbitrator(s): Nancy J. Cliff
Hearing Site: San Juan, PR
| | |
| 10-04775 | 05/07/2012 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Ronald D. Shindler
Respondent(s): Alejandro Rotundo, Jose de la Lama, Michel Rittenberg
Respondent Lawyers(s): Ronald D. Shindler, Ronald Weil
Arbitrator(s): Nancy J. Cliff, William R. Alheim, James Conrad Sankpill
Hearing Site: Miami, FL
| | |
| 07-00169 | 01/06/2009 | Claimant(s): Donald Scott
Claimant Lawyers(s): Stuart Reed
Respondent(s): Jeffrey Ramson, KAL Trading
Respondent Lawyers(s): Jeffrey Ramson, Robert Bertsch
Arbitrator(s): Nancy J. Cliff, Alfred P. Reeves, Marie G. Peterson
Hearing Site: Boca Raton, FL
| | |
