| 07-01383 | 09/08/2008 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Krittibas Ray
Respondent Lawyers(s): Alvin L. Fishman
Arbitrator(s): Mary Curran, Robert G. Miller, Jerold R. Babin
Hearing Site: San Francisco, CA
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| 07-01087 | 06/12/2008 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): John Hernandez
Respondent Lawyers(s): Daniel L. Hitzke
Arbitrator(s): Basil Lewis, Walter R. Whitman, Carol Jeanne Medof
Hearing Site: Los Angeles, CA
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| 05-06273 | 05/19/2008 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): James Jackson, Laura Rowley
Respondent Lawyers(s): Robert A. Kantas, Ronald P. Kane
Arbitrator(s): Daniel R. Schmieder, Dale A. Hearn, Carol Frances Relihan
Hearing Site: Houston, TX
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| 07-02677 | 05/13/2008 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Daniel Voss
Respondent Lawyers(s): Mark L. Kowalsky
Arbitrator(s): Bruce A. Lindvig
Hearing Site: Phoenix, AZ
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| 07-02552 | 04/21/2008 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Andrea Bulow
Respondent Lawyers(s): Andrea X. Xuefen
Arbitrator(s): Douglas E. DeTata, Marlyn G. McClaskey, John Edward Bersin
Hearing Site: San Francisco, CA
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| 05-06100 | 04/10/2008 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Theodore Larsen
Respondent Lawyers(s): Theodore A. Larsen
Arbitrator(s): Stephen L. Przewlocki, Paul J. Phillips, James W. Warren
Hearing Site: Phoenix, AZ
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| 07-01001 | 02/14/2008 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Monica Liska
Respondent Lawyers(s): Monica M. Liska
Arbitrator(s): Lee T. Beske, Christopher Daniel Gryzen, David A. Peterson
Hearing Site: Minneapolis, MN
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| 06-04188 | 01/30/2008 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Jeffrey Arburn
Respondent Lawyers(s): Jeffrey Arburn
Arbitrator(s): Alexander L. Mazour, Gary A. Hooker, Christopher W. Allick
Hearing Site: San Francisco, CA
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| 06-05355 | 12/05/2007 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Ross E. Noble
Respondent(s): Frank Parlato
Respondent Lawyers(s): Frank C. Parlato
Arbitrator(s): James P. Murphy, George Frederick Garris, Paul Frederick Meyer
Hearing Site: Los Angeles, CA
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| 06-03396 | 11/01/2007 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Carlisle Kelson
Respondent Lawyers(s): John C. Hamilton
Arbitrator(s): G. Donald Steel, Michael F. Fetsch, Tim V. Young
Hearing Site: Indianapolis, IN
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