Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-04057 | 02/07/2014 | Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Joseph Keenan Respondent(s): Avalon Partners. Respondent Lawyers(s): Beatrice Cheah Arbitrator(s): Renan I. Sugarman, Dennis Roger Ahlm, Laura Kate Wennik Hearing Site: Minneapolis, MN | ||
| 13-00759 | 12/12/2013 | Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Joseph Keenan Respondent(s): Anthony Wall Respondent Lawyers(s): Anthony A. Wall Arbitrator(s): Jim Geiger Hearing Site: Philadelphia, PA | ||
| 13-00144 | 11/22/2013 | Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Joseph Keenan Respondent(s): Thomas Hand Respondent Lawyers(s): Thomas Alexander Hand Arbitrator(s): Kevin J Mulrey, Jeffrey P. Petrucelly, Arthur Thomas Carr Hearing Site: Boston, MA | ||
| 10-01766 | 02/12/2013 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Lauren R. Fox Respondent(s): Richard Kasparian Respondent Lawyers(s): Joseph Keenan Arbitrator(s): David J. Weisenfeld Hearing Site: New York, NY | ||
| 11-04695 | 08/20/2012 | Claimant(s): Aldo Valente, Nelson Martins Claimant Lawyers(s): Joseph Keenan Respondent(s): Nicholas Mazzaferro Respondent Lawyers(s): Benjamin Lapin Arbitrator(s): Madelyn A. Levy Hearing Site: New York, NY | Expungement | |
| 11-03813 | 06/28/2012 | Claimant(s): Chad Joshpe Claimant Lawyers(s): Timothy Feil Respondent(s): Allan Hawkins Respondent Lawyers(s): Joseph Keenan Arbitrator(s): James M. Tipton, Sherrie R. Abney, Karen J. Zvonecek Hearing Site: Dallas, TX | Expungement | |
| 10-04301 | 08/01/2011 | Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Joseph Keenan Respondent(s): Mark Levine Respondent Lawyers(s): Martin A. Gould Arbitrator(s): June Y. Kilmarx Hearing Site: Hartford, CT |