| 20-03466 | 03/03/2023 | Claimant(s): David Maris
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Wells Fargo Securities
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Margarita Echevarria, Nancy Kramer, Mario Cho Valdes
Hearing Site: New York, NY
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| 21-02412 | 07/28/2022 | Claimant(s): Siddarth Reddy
Claimant Lawyers(s): Avi Rosenfeld
Respondent(s): Halcyon Cabot Partners, Ltd.
Respondent Lawyers(s): Michael S. Segal
Arbitrator(s): Dora M. Lassinger, Howard D. Jacob, Margarita Echevarria
Hearing Site: New York, NY
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| 18-03448 | 12/17/2021 | Claimant(s): Pius Sprenger, Srinvas Namagiri
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Lloyd Chin
Arbitrator(s): Harvey Barrison, Madelon M. Rosenfeld, Margarita Echevarria
Hearing Site: New York, NY
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| 18-04184 | 04/21/2020 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Frank Fava
Respondent Lawyers(s): Ronald J. Ricci
Arbitrator(s): Margarita Echevarria, Jay Alan Kranis, Sidney Seligman
Hearing Site: Newark, NJ
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| 13-02084 | 02/26/2016 | Claimant(s): Jonathan Jacoby
Claimant Lawyers(s): Laurence S. Moy
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Leah G. Rabinowitz, Margarita Echevarria, Nancy Kramer
Hearing Site: New York, NY
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