FINRA Awards for Kevin J. Woods

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 10 out of 15 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-00688	03/26/2020	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kevin J. Woods Respondent(s): Ghalib Kanji Respondent Lawyers(s): Joseph M. Lovretovich Arbitrator(s): W. Alex King, Kendall C. Reed, Mark T Risner Hearing Site: Los Angeles, CA
16-02244	01/21/2020	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kevin J. Woods Respondent(s): Justin McDonald Respondent Lawyers(s): Joshua A. Cohen Arbitrator(s): Michael John Florio Hearing Site: Los Angeles, CA
18-03813	11/29/2019	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Kevin J. Woods Respondent(s): Richard Frank Respondent Lawyers(s): Richard Kevin Frank Arbitrator(s): Kendall C. Reed Hearing Site: Los Angeles, CA
16-03359	09/11/2019	Claimant(s): Thomas Carney Claimant Lawyers(s): William R. Lindsley Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Kevin J. Woods Arbitrator(s): Dean J. Dietrich, Mary H. Evans, Ann Elizabeth Sarli Hearing Site: San Francisco, CA
17-00508	03/19/2018	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kevin J. Woods Respondent(s): Jennifer Metcalf Respondent Lawyers(s): Jennifer Marie Metcalf Arbitrator(s): Daniel M. Yamshon Hearing Site: Salt Lake City, UT
16-03488	11/20/2017	Claimant(s): Jin Park Claimant Lawyers(s): Jin Kyun Park Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Kevin J. Woods Arbitrator(s): Dean C. Abraham, Mary M. O'Neil, Robert Dean McKinley Hearing Site: Las Vegas, NV
17-00121	11/02/2017	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kevin J. Woods Respondent(s): Eric DeMarcus Respondent Lawyers(s): Eric Grant DeMarcus Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA
16-02640	10/11/2017	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kevin J. Woods Respondent(s): Terry Bailey Respondent Lawyers(s): Terry Lee Bailey Arbitrator(s): Lester Friedman, Alexandra M. Linden, Robert Sachs Mandelson Hearing Site: San Francisco, CA
16-00896	10/09/2017	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kevin J. Woods Respondent(s): Ryan Capatosto Respondent Lawyers(s): Ryan Lawrence Capatosto Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA
16-01365	09/26/2017	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kevin J. Woods Respondent(s): Mario Mendoza Respondent Lawyers(s): Melinda Jane Steuer Arbitrator(s): Ralph A. Cotton Hearing Site: San Francisco, CA