Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00434 | 02/26/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): Timothy N. Will Respondent(s): Joshua Bliss Respondent Lawyers(s): Joshua Christopher Bliss Arbitrator(s): William M. Howard Hearing Site: Phoenix, AZ | ||
| 18-00248 | 10/02/2018 | Claimant(s): John Kincaid Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Advisors LLC, Legacy Financial Services. Respondent Lawyers(s): Christina Vourakis, Michael J. Ernst Arbitrator(s): William M. Howard Hearing Site: Phoenix, AZ | ||
| 17-03297 | 07/11/2018 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Travis McGregor Respondent(s): Michael Miser Respondent Lawyers(s): Michael George Miser Arbitrator(s): William M. Howard Hearing Site: Phoenix, AZ | ||
| 15-02639 | 03/25/2016 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Dominique Heller Respondent(s): David Cohn Respondent Lawyers(s): David Edward Cohn Arbitrator(s): William M. Howard Hearing Site: Phoenix, AZ | ||
| 11-04736 | 04/05/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Rachael Carp Respondent(s): Kaream White Respondent Lawyers(s): Kaream Hassan White Arbitrator(s): William M. Howard Hearing Site: Phoenix, AZ | ||
| 11-01401 | 08/25/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Diane C. Fischer Respondent(s): Warren Weems, III Respondent Lawyers(s): Warren Alfred Weems, III Arbitrator(s): William M. Howard Hearing Site: Phoenix, AZ | ||
| 10-05314 | 08/16/2011 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Odai Singh Respondent Lawyers(s): Odai Vir Singh Arbitrator(s): William M. Howard Hearing Site: Phoenix, AZ | ||
| 10-02304 | 05/27/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Devin A. Donohue Respondent(s): Robert Swagger Respondent Lawyers(s): Walter H. Flamm Arbitrator(s): William M. Howard, Irving Mindes, Brian A. Maris Hearing Site: Phoenix, AZ | ||
| 10-05187 | 04/27/2011 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Carolyn LaMar Respondent(s): Richard Goldman Respondent Lawyers(s): Richard Goldman Arbitrator(s): William M. Howard Hearing Site: Phoenix, AZ | ||
| 10-03774 | 02/01/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Edward C. Nowak Respondent(s): Michael Guidroz Respondent Lawyers(s): Michael Paul Guidroz Arbitrator(s): William M. Howard Hearing Site: Phoenix, AZ |