Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02997 | 06/22/2021 | Claimant(s): Robert Bradshaw Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Jim Geiger Hearing Site: Norfolk, VA | ||
| 20-02915 | 04/20/2021 | Claimant(s): HAROLD BESHAW Claimant Lawyers(s): Dochtor Kennedy Respondent(s): M&T Securities. Respondent Lawyers(s): Elizabeth R. Bailey Arbitrator(s): Jim Geiger Hearing Site: Philadelphia, PA | ||
| 20-01624 | 02/12/2021 | Claimant(s): David Ellowitch Claimant Lawyers(s): Paula D. Shaffner Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Jim Geiger Hearing Site: Philadelphia, PA | ||
| 20-02042 | 01/14/2021 | Claimant(s): Thomas McWilliams Claimant Lawyers(s): Michael T. Gass Respondent(s): PFS Investments Inc. Respondent Lawyers(s): Adam M. Weaver Arbitrator(s): Jim Geiger, Patrick W. McKeon, John James McGovern Hearing Site: Manchester, NH | ||
| 20-00224 | 08/27/2020 | Claimant(s): Thomas Dupree Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Robert Rudnicki Arbitrator(s): Jim Geiger Hearing Site: Louisville, KY | ||
| 20-00136 | 07/20/2020 | Claimant(s): Christopher Goudey, Michael Squier Claimant Lawyers(s): Paula D. Shaffner Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Ginene A. Lewis Arbitrator(s): Jim Geiger Hearing Site: Philadelphia, PA | ||
| 20-00144 | 06/10/2020 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): Terrence Diehl Respondent Lawyers(s): Terrence Jeffrey Diehl Arbitrator(s): Jim Geiger Hearing Site: Syracuse, NY | ||
| 19-03473 | 03/30/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Thomas Lewis Respondent(s): Kevin Carroll Respondent Lawyers(s): Kevin Joseph Carroll Arbitrator(s): Jim Geiger Hearing Site: Hartford, CT | ||
| 18-04350 | 03/19/2020 | Claimant(s): Mary Wagner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Jim Geiger Hearing Site: Philadelphia, PA | ||
| 19-01864 | 02/27/2020 | Claimant(s): Nick Meyers, Philip Stern Claimant Lawyers(s): Eric A. Michaels Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Kyle Osting Arbitrator(s): Jim Geiger Hearing Site: Wilmington, DE |