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FINRA Awards for Hightower Securities

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0043208/07/2023Claimant(s): Peter Klein
Claimant Lawyers(s): David I. Hantman
Respondent(s): Hightower Securities
Respondent Lawyers(s): Paul Wascher
Arbitrator(s): Lynne M. Reid-McQueen
Hearing Site: New York, NY
21-0302304/18/2022Claimant(s): Mark Kravietz
Claimant Lawyers(s): David I. Hantman
Respondent(s): Hightower Securities
Respondent Lawyers(s): Paul H.R. Wascher
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY
20-0296704/06/2021Claimant(s): James Young
Claimant Lawyers(s): Robert Moses
Respondent(s): Hightower Securities
Respondent Lawyers(s): Meghan E. Flinn
Arbitrator(s): Frances Johnson Wright
Hearing Site: Denver, CO
10-0075704/23/2014Claimant(s): Morgan Stanley
Claimant Lawyers(s): Joseph E. Gehring
Respondent(s): Jeffrey Sullivan, John Lang, Peter Lang, Roman Ciosek, Steven Ayer, Hightower Securities
Respondent Lawyers(s): Sharron Ash
Arbitrator(s): Richard S. Peskin, William P. Laino, Steven J. Brill
Hearing Site: New York, NY

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