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FINRA Awards for Cantella & Co..

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0110506/07/2023Claimant(s): Bryan Rigg
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Cantella & Co..
Respondent Lawyers(s): Jonathan W. Lanstein
Arbitrator(s): Nicole T. LeBoeuf, Douglas Wade Carvell, Russell Phillips Gandy
Hearing Site: Dallas, TX
19-0286402/04/2021Claimant(s): Philip Rosensweig
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Morgan Stanley, GunnAllen Financial, Cantella & Co.., Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Charles Smulevitz, Christopher M. Sacco, Deborah Anne Williams, Jay Lanstein
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
15-0072404/14/2017Claimant(s): Clifford Alexander, Jeanne Fisher
Claimant Lawyers(s): Clifford Alexander
Respondent(s): Cantella & Co..
Respondent Lawyers(s): Jay Lanstein
Arbitrator(s): Michael P. Anciello, Denise L. Presley, Joseph Samuel Berman
Hearing Site: Boston, MA
11-0183803/28/2012Claimant(s): Cantella & Co..
Claimant Lawyers(s): Jay Lanstein
Respondent(s): Kyle Lauzon
Respondent Lawyers(s): Brian J. Cohen
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
11-0107112/19/2011Claimant(s): Cantella & Co..
Claimant Lawyers(s): Jay Lanstein
Respondent(s): Arthur Gerome
Respondent Lawyers(s): Arthur A. Gerome
Arbitrator(s): Roberta Haft, Montgomery G. Griffin, Marie Ann Stein
Hearing Site: Los Angeles, CA
10-0189010/26/2010Claimant(s): Cantella & Co..
Claimant Lawyers(s): George W. Mann
Respondent(s): Thomas Battista
Respondent Lawyers(s): Thomas John Battista
Arbitrator(s): Kelly M. Lonergan
Hearing Site: Boston, MA

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