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FINRA Awards for Josefa Antonia Sicard-Mirabal

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0060806/26/2024Claimant(s): OTCex
Claimant Lawyers(s): Andrew J. Bernstein
Respondent(s): Mourad Jridi
Respondent Lawyers(s): Gary Trachten
Arbitrator(s): Joseph W. Lodato, Josefa Antonia Sicard-Mirabal, Mitchell H Rubinstein
Hearing Site: New York, NY
20-0409407/08/2022Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Michael Rowe
Respondent(s): David Weigel, John Moran
Respondent Lawyers(s): David E. Robbins, Michael Rowe
Arbitrator(s): Jeffrey Alan Helewitz, Josefa Antonia Sicard-Mirabal, Josian Antoine
Hearing Site: New York, NY
14-0124607/27/2015Claimant(s): Joanne Almonte
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Matthew T. Wholey
Arbitrator(s): James J. O'Donnell, Josefa Antonia Sicard-Mirabal, Ronald Harris Kisner
Hearing Site: New York, NY

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