Potomac Analytics' Logo

FINRA Awards for Milwaukee, WI

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 31-40 out of 88 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0284111/29/2019Claimant(s): Debrah Oelke, Pamela Grether
Claimant Lawyers(s): Paul A. Lieberman
Respondent(s): Louis Lukic, UBS Financial Services Inc., Michael Kelly
Respondent Lawyers(s): Christopher A. Stecher
Arbitrator(s): Terry F Peppard, David J. Hase, Matthew James Kearney
Hearing Site: Milwaukee, WI
19-0002308/27/2019Claimant(s): Edward Fox
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Susanne J. Hollander
Hearing Site: Milwaukee, WI
18-0433508/08/2019Claimant(s): Mark Rottler
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cetera Investment Services LLC
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Michael S. Matek
Hearing Site: Milwaukee, WI
18-0294205/16/2019Claimant(s): William Morse
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): B. C. Ziegler And Company
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): David J. Hase
Hearing Site: Milwaukee, WI
18-0287003/28/2019Claimant(s): Denise Klemens
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): B. C. Ziegler And Company
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Gregory G. Gocek
Hearing Site: Milwaukee, WI
18-0293202/25/2019Claimant(s): Andrew Wiziarde
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): B. C. Ziegler And Company
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Leon Fox
Hearing Site: Milwaukee, WI
17-0221701/15/2019Claimant(s): Jordan Chirico
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Dennis M. Selby, Carl E. Ver Beek, Matthew James Kearney
Hearing Site: Milwaukee, WI
18-0024711/16/2018Claimant(s): Edward Fox
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirde Wolff
Arbitrator(s): Michael S. Matek
Hearing Site: Milwaukee, WI
18-0134411/09/2018Claimant(s): Daniel Aiken
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): B. C. Ziegler And Company
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Leon Fox
Hearing Site: Milwaukee, WI
18-0070010/31/2018Claimant(s): Kenneth Sorge
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): American Beacon Partners.
Respondent Lawyers(s): Douglas A. Pavek
Arbitrator(s): Tracy L. Allen
Hearing Site: Milwaukee, WI

88 Results

Display: