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FINRA Awards for Craig Vollono

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Displaying 21-26 out of 26 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0097011/13/2018Claimant(s): Ford Howell
Claimant Lawyers(s): Hillary A. Darnell
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
18-0221208/10/2018Claimant(s): Eliot Simon
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Thomas J. Ray
Hearing Site: St. Louis, MO
17-0334706/08/2018Claimant(s): Laurie Barry
Claimant Lawyers(s): William P. Martin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
17-0311901/05/2018Claimant(s): Michael C. Seamands
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
17-0216212/08/2017Claimant(s): Michael Kanigher
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
12-0259605/20/2015Claimant(s):
Claimant Lawyers(s):
Respondent(s): Antonietta Acanfora, Arthur Tambaro, Bruce Levitus, Craig Vollono, Erica Mcginnis, Gregory Curley, Hal Gilbert, James Bodovitz, Jerome Murphy, Royal Alliance Associates., Joseph Neary, Justin Sacca, Kevin Danaher, Noah Sorkin, Ralph Roth, Randall Epright, Stacey Savitsky
Respondent Lawyers(s): Jonathan Thau
Arbitrator(s): Julian F. Santos, Alan Funk, Edward James O'Dowd
Hearing Site: Newark, NJ

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