| 17-01310 | 03/05/2018 | Claimant(s): Christopher Metcalf, Jeffrey Cole
Claimant Lawyers(s): David Erez Dobin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Marissa A. Santangelo, Edward W. Morris, Catherine M. Gallagher
Hearing Site: Hartford, CT
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| 17-02515 | 02/15/2018 | Claimant(s): Imran Mahar
Claimant Lawyers(s): Imran Khan Mahar
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): Karen M. Carbone
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
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| 17-01309 | 02/09/2018 | Claimant(s): Christopher Metcalf
Claimant Lawyers(s): David Erez Dobin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Brian J. Ellis
Arbitrator(s): Marissa A. Santangelo, Edward W. Morris, Paul Smith Besson
Hearing Site: Hartford, CT
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| 17-00128 | 11/07/2017 | Claimant(s): Thomas O'connell
Claimant Lawyers(s): George L. Mahr
Respondent(s): Comprehensive Asset Management
Respondent Lawyers(s): Glenn Aufrichtig
Arbitrator(s): Joan M. Traub, Edward W. Morris, Joseph Antim Galati
Hearing Site: Newark, NJ
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| 15-02700 | 10/13/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): T.R. Bynum
Respondent(s): John Boston
Respondent Lawyers(s): John Boston
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
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| 15-01346 | 06/15/2017 | Claimant(s): Edward Hartman
Claimant Lawyers(s): Jonathan Sack
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Justin J. DeCamp
Arbitrator(s): Oliver Wayne Williams, Edward W. Morris, Ronald J. Colombo
Hearing Site: New York, NY
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| 15-02759 | 04/25/2017 | Claimant(s): Charles Gilbride, Dean Myerow
Claimant Lawyers(s): Matthew B. Henneman
Respondent(s): BB&T Securities
Respondent Lawyers(s): David E. Constine
Arbitrator(s): Edward W. Morris, Gregory James Libertiny, Sean F. Monahan
Hearing Site: Newark, NJ
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| 14-02402 | 01/23/2017 | Claimant(s): Andrew Garrett.
Claimant Lawyers(s): Barry Bordetsky
Respondent(s): Scott Schulte
Respondent Lawyers(s): Scott Frederick Schulte
Arbitrator(s): Edward W. Morris, James Alexander Brown
Hearing Site: New York, NY
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| 16-01556 | 01/13/2017 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): David Seigerman
Respondent Lawyers(s): David Seigerman
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
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| 16-00548 | 11/14/2016 | Claimant(s): Jeffrey Matthew Wealth Management, Jeffrey Matthews Financial Group
Claimant Lawyers(s): Thomas C. Jardim
Respondent(s): Donald Watson
Respondent Lawyers(s): Donald Lee Watson
Arbitrator(s): Sam Antar, Stanley M. Lenkowicz, Edward W. Morris
Hearing Site: Newark, NJ
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