| 18-03643 | 07/29/2019 | Claimant(s): Charles Simmons
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Christine L. Stetson
Hearing Site: New Orleans, LA
| | |
| 17-03080 | 07/19/2019 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Jeffrey Krupnick
Respondent Lawyers(s): Jeffrey E. Krupnick
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
| | |
| 18-04320 | 06/28/2019 | Claimant(s): Matthew Couzens
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
| | |
| 18-00772 | 06/26/2019 | Claimant(s): Laurence Pierron
Claimant Lawyers(s): Laurence Pierron
Respondent(s): Ameriprise Financial Services., Jennifer Ibarguen
Respondent Lawyers(s): Gerry A. Giurato
Arbitrator(s):
Hearing Site: Dallas, TX
| | |
| 18-00523 | 06/25/2019 | Claimant(s): Laurence Pierron
Claimant Lawyers(s): Laurence Pierron
Respondent(s): Ameriprise Financial Services., Jennifer Ibarguen
Respondent Lawyers(s): Gerry A. Giurato
Arbitrator(s): Patricia Beaujean Lehtola, Andrea U. Calve, Henry J. Ackels
Hearing Site: Dallas, TX
| | |
| 18-00748 | 06/12/2019 | Claimant(s): Vincent Camarda
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
| | |
| 18-03708 | 05/28/2019 | Claimant(s): Riad Shanawany
Claimant Lawyers(s): Harris Freedman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Gerry P. Giurato
Arbitrator(s): Nancy J. Cliff
Hearing Site: Miami, FL
| | |
| 18-02702 | 05/15/2019 | Claimant(s): Kurt Peterson
Claimant Lawyers(s): Dochtor D. Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Gregory G. Gocek
Hearing Site: Minneapolis, MN
| | |
| 18-00144 | 05/02/2019 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Joseph Befera
Respondent Lawyers(s): Joseph G. Befera
Arbitrator(s): Kenneth R. Starr
Hearing Site: Tampa, FL
| | |
| 18-02399 | 03/26/2019 | Claimant(s): Jahn Gazder
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Michael J. Meeusen
Hearing Site: Cincinnati, OH
| | |
