FINRA Awards for Keith J. Barnett

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Displaying 7 out of 7 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-01170	09/26/2024	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Keith J. Barnett Respondent(s): Wade Roberts Respondent Lawyers(s): William R. Carlisle Arbitrator(s): George Pinckney Shingler Hearing Site: Atlanta, GA
24-00216	04/29/2024	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Keith J. Barnett Respondent(s): Howard Graham Respondent Lawyers(s): Howard Okeefe Graham Arbitrator(s): Robert H. Putnam Hearing Site: Jackson, MS
23-03049	01/25/2024	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Keith J. Barnett Respondent(s): David Ridenour Respondent Lawyers(s): David Kyle Ridenour Arbitrator(s): Mary Elizabeth Skelnik Hearing Site: Oklahoma City, OK
23-02204	12/14/2023	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Keith J. Barnett Respondent(s): Mitchell Roby Respondent Lawyers(s): Mitchell Roby Arbitrator(s): Leo G. Stern Hearing Site: Minneapolis, MN
21-00243	03/24/2023	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Keith J. Barnett Respondent(s): Jaylon Ellison Respondent Lawyers(s): William R. Carlisle Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA
20-01860	01/22/2021	Claimant(s): Thomas West Claimant Lawyers(s): Keith J. Barnett Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): James V. Noblett Arbitrator(s): David Edward Upton, Glenn H. Catalano, Tina E. Patterson Hearing Site: Richmond, VA
16-00659	04/06/2017	Claimant(s): Jon Davidson Claimant Lawyers(s): James D. Patrick Respondent(s): Wells Fargo Advisors, Janice Hutson Respondent Lawyers(s): Keith J. Barnett Arbitrator(s): Barbara Black, Rudolph Andrew Bata, Robert Ware Killorin Hearing Site: Atlanta, GA