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FINRA Awards for Kelli Bullington

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Displaying 11-20 out of 22 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0508411/10/2010Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Mark Davis
Respondent Lawyers(s): Richard L. Bolhouse
Arbitrator(s): John R. Main
Hearing Site: Detroit, MI
10-0209810/20/2010Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Dean Holloway
Respondent Lawyers(s): Dean Loughin Holloway
Arbitrator(s): Seth L. Finkel
Hearing Site: Miami, FL
09-0308212/15/2009Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Kevin Simpson
Respondent Lawyers(s): Kevin Joseph Simpson
Arbitrator(s): Marc S. Piven
Hearing Site: Boca Raton, FL
08-0209011/25/2009Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): John Lagattuta
Respondent Lawyers(s): Charles K. Webster
Arbitrator(s): Bert S Cliff, N. John Marinack, David Darrah
Hearing Site: Cleveland, OH
08-0369610/22/2009Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): John Fletcher
Respondent Lawyers(s): John Fletcher
Arbitrator(s): Frank J. DeStefano, Harry C. Treber, Steven Zerbarini
Hearing Site: Tampa, FL
08-0447910/13/2009Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Don Steriovski
Respondent Lawyers(s): Samuel G. Vazanellis
Arbitrator(s): Steven Samson, Joseph D. Savino, Suanne F. Goldman
Hearing Site: Chicago, IL
08-0045008/28/2009Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Robert Lobel
Respondent Lawyers(s): David R. Hagen
Arbitrator(s): Philip W. Burge, Blaine Smith, Christine A. Page
Hearing Site: Los Angeles, CA
06-0512804/30/2009Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Mark Healey
Respondent Lawyers(s): Mark Francis Healey
Arbitrator(s): Scott Pierce
Hearing Site: New York, NY
08-0413904/22/2009Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Tracy Clifford
Respondent Lawyers(s): Tracy L. Clifford
Arbitrator(s): Alison Hardage
Hearing Site: Tampa, FL
07-0338910/22/2008Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): David Riggleman
Respondent Lawyers(s): David W. Riggleman
Arbitrator(s): Willis E. Adams, Martin Salzman, Robert Kevin O'Mara
Hearing Site: Tampa, FL

22 Results

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