FINRA Awards for Bradley C. Mitchell

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-00805	01/23/2023	Claimant(s): Steven Rose Claimant Lawyers(s): Jeffrey Thomas Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Laurel Littman Gothelf, Bradley C. Mitchell, Clifford A. Threlkeld Hearing Site: Reno, NV
19-02863	10/23/2020	Claimant(s): Gerard Camerino Claimant Lawyers(s): Wilmer D. Masterson Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Eric M. Steinert Arbitrator(s): Bradley C. Mitchell, Clifford A. Threlkeld, Kenneth Paul Strongman Hearing Site: San Francisco, CA
16-02604	05/09/2018	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Mauricio Beugelmans Respondent(s): Rachael Konz Respondent Lawyers(s): Rachael Leigh Konz Arbitrator(s): William J. Petzel, Bradley C. Mitchell, Paul Mabry Hearing Site: San Francisco, CA
11-04623	08/07/2014	Claimant(s): Justin Miller Claimant Lawyers(s): Marie Mirch Respondent(s): Unionbanc Investment Services Respondent Lawyers(s): G. Thomas Fleming Arbitrator(s): Ralph A. Cotton, Bradley C. Mitchell, Carol Ann Jensen Hearing Site: San Francisco, CA
10-04235	11/14/2011	Claimant(s): Catherine Pinkas Claimant Lawyers(s): John Fu Respondent(s): LPL Financial LLC Respondent Lawyers(s): Amanda C. Hawley Arbitrator(s): Frank R Weaver, Dean J. Dietrich, Bradley C. Mitchell Hearing Site: San Francisco, CA