| 15-02044 | 07/26/2019 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Christopher Caputo
Respondent Lawyers(s): Timothy W. Bergin
Arbitrator(s): Paul Allan Massaro, Ronald J. Colombo, Jay Alan Kranis
Hearing Site: Newark, NJ
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| 15-01346 | 06/15/2017 | Claimant(s): Edward Hartman
Claimant Lawyers(s): Jonathan Sack
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Justin J. DeCamp
Arbitrator(s): Oliver Wayne Williams, Edward W. Morris, Ronald J. Colombo
Hearing Site: New York, NY
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| 12-04285 | 03/24/2016 | Claimant(s): Borislaw Kolev
Claimant Lawyers(s): Kristin Gallagher
Respondent(s): Deustsche Bank Securities.
Respondent Lawyers(s): Karen M. Steel
Arbitrator(s): Cheryl Feldman, Ronald J. Colombo, Herbert Sue
Hearing Site: New York, NY
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| 15-00718 | 10/08/2015 | Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Francis M. Curran
Respondent(s): Jeff Snyder
Respondent Lawyers(s): Brett D. Zinner
Arbitrator(s): Ronald J. Colombo
Hearing Site: New York, NY
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| 13-03160 | 08/26/2014 | Claimant(s): Kovack Securities Inc.
Claimant Lawyers(s): Walter J. Mathews
Respondent(s): Anthony Diaz
Respondent Lawyers(s): Jerome M. Selvers
Arbitrator(s): Ronald J. Colombo
Hearing Site: Newark, NJ
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| 12-01177 | 06/18/2014 | Claimant(s): Brice Van Elswyk
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): RBS Securities.
Respondent Lawyers(s): Deborah P. Kelly
Arbitrator(s): Sally Jane Sancimino, Ronald J. Colombo, Wallace Anthony Showman
Hearing Site: New York, NY
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| 13-00797 | 06/04/2014 | Claimant(s): Peter Bellard
Claimant Lawyers(s): David Wechsler
Respondent(s): GFI Brokers LLC, GFI Securities LLC
Respondent Lawyers(s): Jeffrey S. Boxer
Arbitrator(s): Robert I. Rabinowitz, Robert S. Getman, Ronald J. Colombo
Hearing Site: New York, NY
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| 10-03660 | 05/21/2012 | Claimant(s): Danny Spiegel, Gaurav Lall, Tamir Shabat
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): Reuven Enterprises Securities Division,, Synergy Investment Group
Respondent Lawyers(s): Ian J. Frimet, Marci Goldstein Kokalas, Esq.
Arbitrator(s): Lise Gabrielle Hunter, Susan Manca, Ronald J. Colombo
Hearing Site: New York, NY
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| 09-04266 | 05/28/2010 | Claimant(s): Smh Capital Inc.
Claimant Lawyers(s): Andrew R. Harvin
Respondent(s): Patricia Bonavito
Respondent Lawyers(s): Patricia Bonavito
Arbitrator(s): Joseph D. Cosgrove, Judith C. Greene, Ronald J. Colombo
Hearing Site: New York, NY
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