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FINRA Awards for U.S. Bancorp Investments.

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Displaying 21-30 out of 74 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0122801/06/2017Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): John Ellis
Respondent(s): Thomas Bennett
Respondent Lawyers(s): Thomas Bradford Bennett
Arbitrator(s): William Ziering
Hearing Site: San Francisco, CA
16-0122510/18/2016Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Babak Yousefzadeh
Respondent(s): Enrique Marentes
Respondent Lawyers(s): Enrique Abraham Marentes
Arbitrator(s): James D. Knotter
Hearing Site: San Diego, CA
16-0122709/26/2016Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): John D. Ellis
Respondent(s): Alina Brindusescu
Respondent Lawyers(s): Alina Brindusescu
Arbitrator(s): Richard J. Stall
Hearing Site: Los Angeles, CA
15-0310309/23/2016Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Shawn Fabian
Respondent(s): Rob Salinger
Respondent Lawyers(s): Rob Salinger
Arbitrator(s): Mary C. Davis
Hearing Site: Albuquerque, NM
16-0122609/13/2016Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): John D. Ellis
Respondent(s): Masami Sakai
Respondent Lawyers(s): Masami Ray Sakai
Arbitrator(s): John J. Fitzpatrick
Hearing Site: San Francisco, CA
16-0052507/22/2016Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Babak Yousefzadeh
Respondent(s): Noyeg Arkoian
Respondent Lawyers(s): Noyeg W. Arkoian
Arbitrator(s): Michael M. Hachigian
Hearing Site: Las Vegas, NV
15-0283806/27/2016Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Babak Yousefzadeh
Respondent(s): Lori Rudow
Respondent Lawyers(s): Lori Diane Rudow
Arbitrator(s): Michael M. Hachigian
Hearing Site: Los Angeles, CA
15-0284203/22/2016Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Babak Yousefzadeh
Respondent(s): Lino Safieddine
Respondent Lawyers(s): Lino Safieddine
Arbitrator(s): Alan Stamm
Hearing Site: Los Angeles, CA
14-0356902/16/2016Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Jonathan Sokolowski
Respondent(s): Scott Rahn
Respondent Lawyers(s): Stephen E. Csajaghy
Arbitrator(s): Robert M. Stein, Kevin I. Patrick, Al Van Kampen
Hearing Site: Seattle, WA
15-0033702/02/2016Claimant(s): Steven Farris
Claimant Lawyers(s): Luke A. Baumstark
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Eric Raphan
Arbitrator(s): Bruce S. Feldacker, Albert J. Haller, Kim L. Kirn
Hearing Site: St. Louis, MO

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