FINRA Awards for Northwestern Mutual Investment Services,

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Displaying 11-19 out of 19 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-01592	07/29/2020	Claimant(s): Brian Btesh Claimant Lawyers(s): Frances Menzer Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): James M. Scutti Hearing Site: Boca Raton, FL
19-03695	07/28/2020	Claimant(s): Timothy McGrath Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Thomas F. Mahoney Hearing Site: Chicago, IL
19-01623	04/24/2020	Claimant(s): Eric Raether Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Michael S. Matek Hearing Site: Milwaukee, WI
19-02398	02/26/2020	Claimant(s): Reed Finney Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Louis H Miron Hearing Site: Newark, NJ
18-00933	11/28/2018	Claimant(s): William Byron Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Stephen P. Hoffman Hearing Site: Charlotte, NC
18-00923	09/17/2018	Claimant(s): Michael Halloran Claimant Lawyers(s): Michael P. Tomlinson Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Richard R. Logsdon Hearing Site: Jacksonville, FL
13-02875	06/05/2015	Claimant(s): Christopher Wright Claimant Lawyers(s): David B. Helms Respondent(s): Northwestern Mutual Investment Services,, Northwestern Mutual Life Insurance Co. Respondent Lawyers(s): Stefan R. Dandelles Arbitrator(s): Gerald Cohen, Joseph V. Simeri, Julie L. DeWitt Hearing Site: St. Louis, MO
11-01414	01/18/2012	Claimant(s): Keith Steidle Claimant Lawyers(s): Brian A. Carlis Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Norman L. Tolle Arbitrator(s): Edward W. Morris, Frank Masi, Paul Allan Massaro Hearing Site: Newark, NJ
08-04758	05/14/2009	Claimant(s): Jason Qualls Claimant Lawyers(s): Jason W Qualls Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Rebecca Brinkley Arbitrator(s): Chandler R Bridges Hearing Site: Nashville, TN