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FINRA Awards for MSI Financial Services.

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Displaying 11-19 out of 19 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0223003/26/2020Claimant(s): Wayne Kandas
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
19-0017405/28/2019Claimant(s): Jeffery Harper
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Lee H. Goodman
Hearing Site: Chicago, IL
18-0038103/12/2019Claimant(s): James Martin
Claimant Lawyers(s): Michael Bessette
Respondent(s): Morgan Stanley DW Inc., MSI Financial Services.
Respondent Lawyers(s): Eunice Jordan, Jeremy S. Winer
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
17-0336708/01/2018Claimant(s): Eric Harris
Claimant Lawyers(s): Eric Litow
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Eunice Jordan
Arbitrator(s): Richard R. Logsdon
Hearing Site: Tampa, FL
17-0304507/18/2018Claimant(s): Eric Harris
Claimant Lawyers(s): Eric Litow
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Eunice Jordon
Arbitrator(s): Martin M. Van Luven
Hearing Site: Tampa, FL
17-0070607/10/2018Claimant(s): Eric Harris
Claimant Lawyers(s): Brittany Weiner
Respondent(s): MSI Financial Services., MetLife Securities.
Respondent Lawyers(s): Stephanie L. Adler-Paindiris
Arbitrator(s): Kenneth R. Starr, Thomas J. Patka, Jerome Blevins
Hearing Site: Tampa, FL
17-0286307/02/2018Claimant(s): Donald Hehir
Claimant Lawyers(s): Eric Litow
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
17-0328806/13/2018Claimant(s): Eric Harris
Claimant Lawyers(s): Eric Litow
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Eunice Jordon
Arbitrator(s): Edith N. Dinneen
Hearing Site: Tampa, FL
16-0239707/20/2017Claimant(s): Michael Hanna
Claimant Lawyers(s): Dochtor D. Kennedy
Respondent(s): AXA Advisors, MSI Financial Services.
Respondent Lawyers(s): Eunice Jordan, Mark A. Beckman
Arbitrator(s): Carol Maria Luttati
Hearing Site: New York, NY

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