FINRA Awards for Ryan K. Bakhtiari

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Displaying 7 out of 7 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-00508	05/20/2024	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Trace Schmeltz Respondent(s): Apex Clearing Corporation, Webull Financial LLC Respondent Lawyers(s): Jonathan D. Neerman, Ryan K. Bakhtiari Arbitrator(s): Mark Aaron Jones, Mary Mackey, Page R Barnes Hearing Site: San Francisco, CA
16-01710	03/15/2019	Claimant(s): Seth Radow Claimant Lawyers(s): Ryan K. Bakhtiari Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Julie L. Taylor Arbitrator(s): Susan B. Gans-Smith, Marc S. Joseph, Michael R. Diliberto Hearing Site: Los Angeles, CA
16-00690	12/21/2017	Claimant(s): Wedbush Securities Inc. Claimant Lawyers(s): John L. Erikson Respondent(s): Edward Wedbush, Jeffrey Bell Respondent Lawyers(s): John L. Erikson, Ryan K. Bakhtiari Arbitrator(s): Michael M. Hachigian, Thomas Mason Harwood, Stephen Howard Marcus Hearing Site: Los Angeles, CA
16-01842	12/19/2017	Claimant(s): David Bennette Claimant Lawyers(s): Ryan K. Bakhtiari Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Eric M. Steinert Arbitrator(s): Elmo E. Wedderburn, Michael Lancaster Garcia, D. Peter Gleichenhaus Hearing Site: San Francisco, CA
15-03409	09/01/2017	Claimant(s): Paul Marcus Claimant Lawyers(s): Ryan K. Bakhtiari Respondent(s): Wedbush Securities Inc. Respondent Lawyers(s): John L. Erikson Arbitrator(s): Edward Banian, Michael M. Hachigian, Mary M. O'Neil Hearing Site: Los Angeles, CA
15-01474	11/21/2016	Claimant(s): Walid Shinnawi Claimant Lawyers(s): Ryan K. Bakhtiari Respondent(s): DFA Securities LLC, Dimensional Fund Advisors. Respondent Lawyers(s): Laura Shelby Arbitrator(s): Barbara M. Zak, James A. Sigler, Susan B. Gans-Smith Hearing Site: Los Angeles, CA
14-03238	06/14/2016	Claimant(s): Jeffrey Bell Claimant Lawyers(s): Ryan K. Bakhtiari Respondent(s): Wedbush Securities Inc. Respondent Lawyers(s): John L. Erikson Arbitrator(s): Joseph C. Watson, Richard William DeWeese, Steven J. Feldman Hearing Site: Los Angeles, CA