| 24-00246 | 05/03/2024 | Claimant(s): D.A. Davidson & Co.
Claimant Lawyers(s): Nancy L. Hendrickson
Respondent(s): Avya Daver
Respondent Lawyers(s): Avya Daver
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
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| 23-01590 | 02/22/2024 | Claimant(s): D.A. Davidson & Co.
Claimant Lawyers(s): Nancy L. Hendrickson
Respondent(s): Jason Barella
Respondent Lawyers(s): Jason Barella
Arbitrator(s): Gail Sillman
Hearing Site: Boston, MA
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| 23-01475 | 12/12/2023 | Claimant(s): D.A. Davidson & Co.
Claimant Lawyers(s): Nancy L. Hendrickson
Respondent(s): Kevin Arvoy
Respondent Lawyers(s): Kevin Michael Arvoy
Arbitrator(s): Elizabeth Gilbert, Charles Platto, Douglas Mark Polley
Hearing Site: New York, NY
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| 20-01601 | 11/06/2020 | Claimant(s): Jennifer Lattanzio
Claimant Lawyers(s): Nancy L. Hendrickson
Respondent(s): Chase Investment Services Corp., Citizens Securities.
Respondent Lawyers(s): Adam R. Bennett, Brenna Anatone Force
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Cleveland, OH
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| 12-03102 | 12/06/2013 | Claimant(s): Michael Pall
Claimant Lawyers(s): Nancy L. Hendrickson
Respondent(s): David A. Noyes & Company
Respondent Lawyers(s): Carrie A. Durkin
Arbitrator(s): Thomas F. Ryan, Leonard Arthur Nelson
Hearing Site: Chicago, IL
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| 09-03812 | 07/06/2010 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Diane C. Fisher
Respondent(s): Chad Henry, David Koch
Respondent Lawyers(s): Nancy L. Hendrickson
Arbitrator(s): Michael L. Weissman, Jeffrey S. Fannon, Samuel Olutola Akeju
Hearing Site: Chicago, IL
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| 05-06247 | 11/26/2007 | Claimant(s): RBC Dain Rauscher.
Claimant Lawyers(s): Nancy L. Hendrickson
Respondent(s): Dale Johnson, James Tallant, John Pennington, Keith Shahan, Morgan Stanley DW Inc., Samuel Sloane, Susan Stroud
Respondent Lawyers(s): Bruce W. Day
Arbitrator(s): Simeon R. Trotter, Malcolm W. Clarrissimeaux, Ted Martin Akin
Hearing Site: Dallas, TX
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