| 14-01769 | 12/18/2014 | Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): John W. Stenson
Respondent(s): Said Javidi
Respondent Lawyers(s): Said Alexander Javidi
Arbitrator(s): George L. Tindall, Salvatore A. Sciortino, Steven J. Feldman
Hearing Site: Los Angeles, CA
| | |
| 13-03153 | 05/29/2014 | Claimant(s): John Orcutt, UBS Financial Services Inc., Mark Fasano
Claimant Lawyers(s): William McC. Montgomery
Respondent(s): Fred Mandell
Respondent Lawyers(s): Jonathan W. Evans
Arbitrator(s): Herbert Murez, Salvatore A. Sciortino, Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-03289 | 03/14/2013 | Claimant(s): John Parmigiani
Claimant Lawyers(s): Jeffrey S. Kob
Respondent(s): Erin Mills
Respondent Lawyers(s): Erin Mills
Arbitrator(s): John E. Ohashi, Salvatore A. Sciortino, Paul Isaac Matloff
Hearing Site: Los Angeles, CA
| | Expungement |
| 09-02142 | 04/30/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Larry Schnaid
Respondent Lawyers(s): Aviv L. Tuchman
Arbitrator(s): Salvatore A. Sciortino
Hearing Site: Los Angeles, CA
| | |
| 07-03274 | 01/13/2009 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Edward McNally
Respondent Lawyers(s): Edward M. McNally
Arbitrator(s): Philip W. Burge, Salvatore A. Sciortino, Joel D. Davidman
Hearing Site: Los Angeles, CA
| | |
| 05-06280 | 10/08/2008 | Claimant(s): Prudential Equity Group
Claimant Lawyers(s): David W. Schmidt
Respondent(s): Stanley Szymczyk
Respondent Lawyers(s): Stephen A. Madoni
Arbitrator(s): Salvatore A. Sciortino, James M. Goldberg, Karen J. Burneff
Hearing Site: Los Angeles, CA
| | |
| 06-00895 | 11/01/2007 | Claimant(s): Debra Reda-Cappos
Claimant Lawyers(s): William Lindsley
Respondent(s): Wachovia Securities, Terry Chase
Respondent Lawyers(s): Michael J. Abbott, Sheryl L. Skibbe
Arbitrator(s): Howard A. Emirhanian, Salvatore A. Sciortino, Steven J. Feldman
Hearing Site: Los Angeles, CA
| | |
