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FINRA Awards for Salvatore A. Sciortino

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0288710/27/2015Claimant(s): Joe Solorsa
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Andrew R. Park
Arbitrator(s): Vincent J. Natoli, Salvatore A. Sciortino, Eric Gad Forster
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
14-0354612/26/2014Claimant(s): Joe Solarsa
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Andrew R. Park
Arbitrator(s): Vincent J. Natoli, Salvatore A. Sciortino, Eric Gad Forster
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
13-0247705/14/2014Claimant(s): Gregory Niemann Living Trust, Leila Niemann Living Trust, The Niemann Family Revocable Trust
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Salvatore A. Sciortino, Judith Porter, Kendall C. Reed
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
09-0329211/17/2010Claimant(s): The RainMaker Financial Co. Pension Plan
Claimant Lawyers(s): Joseph Forman
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): G Thomas Fleming
Arbitrator(s): Robert A. Lombardi, Salvatore A. Sciortino, W. Alex King
Hearing Site: Los Angeles, CA
Checkmark IconStipulated Award and Expungement

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