13-02887 | 10/27/2015 | Claimant(s): Joe Solorsa Claimant Lawyers(s): Steven D. Toskes Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Andrew R. Park Arbitrator(s): Vincent J. Natoli, Salvatore A. Sciortino, Eric Gad Forster Hearing Site: Los Angeles, CA
| | Expungement |
14-03546 | 12/26/2014 | Claimant(s): Joe Solarsa Claimant Lawyers(s): Steven D. Toskes Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Andrew R. Park Arbitrator(s): Vincent J. Natoli, Salvatore A. Sciortino, Eric Gad Forster Hearing Site: Los Angeles, CA
| | Expungement |
13-02477 | 05/14/2014 | Claimant(s): Gregory Niemann Living Trust, Leila Niemann Living Trust, The Niemann Family Revocable Trust Claimant Lawyers(s): Steven D. Toskes Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Judy Louie Arbitrator(s): Salvatore A. Sciortino, Judith Porter, Kendall C. Reed Hearing Site: Los Angeles, CA
| | Expungement |
09-03292 | 11/17/2010 | Claimant(s): The RainMaker Financial Co. Pension Plan Claimant Lawyers(s): Joseph Forman Respondent(s): Wells Fargo Investments Respondent Lawyers(s): G Thomas Fleming Arbitrator(s): Robert A. Lombardi, Salvatore A. Sciortino, W. Alex King Hearing Site: Los Angeles, CA
| | Stipulated Award and Expungement |