| 18-00098 | 07/20/2018 | Claimant(s): George Meyer
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon Kaplon
Arbitrator(s): Susan L. Walker
Hearing Site: St. Louis, MO
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| 17-01660 | 03/26/2018 | Claimant(s): Melissa Neeley
Claimant Lawyers(s): Sam Alton
Respondent(s): Larson Financial Securities
Respondent Lawyers(s): Sean O'Hanlon
Arbitrator(s): Susan L. Walker
Hearing Site: St. Louis, MO
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| 17-02256 | 03/16/2018 | Claimant(s): Randall Larson
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Larson Financial Securities
Respondent Lawyers(s): Steve Cervantes
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: St. Louis, MO
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| 17-01667 | 02/13/2018 | Claimant(s): Paul Larson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Larson Financial Securities
Respondent Lawyers(s): Kristen Kinney
Arbitrator(s): Julius Z. Frager
Hearing Site: St. Louis, MO
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| 17-01894 | 12/26/2017 | Claimant(s): Syed Mahmud
Claimant Lawyers(s): Devin W Bone
Respondent(s): Alishia Terrill
Respondent Lawyers(s): Jon J. Schrotenboer
Arbitrator(s): Anthony J. Soukenik
Hearing Site: St. Louis, MO
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| 17-02413 | 12/21/2017 | Claimant(s): Rita Mahn
Claimant Lawyers(s): Donald J. Mehan
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): William M. Getzoff
Hearing Site: St. Louis, MO
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| 16-02233 | 09/22/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Robert Anderson
Respondent Lawyers(s): Robert Anderson
Arbitrator(s): Sheldon Weinhaus, William Joseph Caprathe, John Anthony Tatom
Hearing Site: St. Louis, MO
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| 15-02609 | 06/23/2017 | Claimant(s): Todd Clay
Claimant Lawyers(s): Jonathan LA Phillips
Respondent(s): Chapin, Davis
Respondent Lawyers(s): Daniel J. Donovan
Arbitrator(s): Joseph R. Soraghan, Matthew Patrick McCauley, Robert Stewart Barney
Hearing Site: St. Louis, MO
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| 16-03213 | 05/31/2017 | Claimant(s): Thomas Hake
Claimant Lawyers(s): Joan M. Swartz
Respondent(s): Deborah Rathgeber, Douglas Glaser
Respondent Lawyers(s): Deborah L. Rathgeber, Douglas L. Glaser
Arbitrator(s): Julius Z. Frager, Sheldon Weinhaus, Joseph K Marshall
Hearing Site: St. Louis, MO
| | Expungement |
| 15-03275 | 04/18/2017 | Claimant(s): Adrienne Mennemeyer
Claimant Lawyers(s): Thomas J. Momjian
Respondent(s): PNC Investments
Respondent Lawyers(s): Gary Lieberman
Arbitrator(s): Frederick Michael Switzer, Teresa Marie Boyer Allgeyer, Sheldon Weinhaus
Hearing Site: St. Louis, MO
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